Enforcement Actions Administrative

In the Matter of the Agent and Investment Adviser Representative Registration of George Cairnes: Registration Denied and Undertaking

In the Matter of the Dealer Registration of D.H. Hill Securities, LLLP: Reprimanded and Fined

In the Matter of Plutus Financial Holdings Inc., Plutus Financial Inc., Plutus Lending LLC, Abra Boost LLC, and William "Bill" Barhydt: Consent Order 

in Matter of GSBGlobal.co, Carson Williams, Sheila Thompson, Patrick Snider, and Keneth Henderson: Emergency Cease and Desist Order 

In the Matter of Blue Owl Technology Income Corp.: Fine and Undertaking 

In the Matter of the Dealer Registration of Brady Keith Collier: Reprimanded and Fined

In the Matter of the Dealer Registration of Raymond James & Associates, Inc. and Raymond James Financial Services Inc.: Reprimanded, Ordered to Pay Restitution, and Fined

In the Matter of the Agent Registration of Jaime Rios: Reprimanded and Fined

In the Matter of GSB Gold Standard Bank Ltd dba GS Smart Finance, Gold Standard Partners, GSPartners, GS Partners and GSP; GSB Gold Standard Banking Corporation PLC; GSB Gold Standard Corporation AG; GSB Gold Standard Pay Kommanditbolag aka GSB Gold Standard Pay; GSB Gold Standard Pay Ltd acting under the brand name GSDEFI; GSB Gold Standard Trade; Swiss Valorem Bank Ltd; Josip Dortmund Heit; Bruce Innes Wylde Hughes; Aline Lima and Dirc Zahlmann: Emergency Cease and Desist Order

In the Matter of 9XProfits Ltd; Alastair Prescott; Esme Ravenscroft; Hamza Karim; Joshua Gleeson; Shirley Atwood; and Lucas Morris: Emergency Cease and Desist Order