Enforcement Actions Administrative

Nov 1
1999

Order No. CAF-1374

In the Matter of the Application for the Dealer Registration of JPR Capital Corp.

Oct 29
1999

Order No. CP-1373

In the Matter of Stephenson Investment Opportunities and Joseph E. Stephenson

Oct 25
1999

Order No. CDO-1372

In the Matter of Charles Bunn dba Capital Funding Trust, Ltd.

Sep 29
1999

Order No. CAF-1371

In the Matter of the Applications for the Dealer Registration of Premier Group, Inc. and the Agent Registration of Hugh John Graham and Robert Allen Stinziano

Sep 27
1999

Order No. CAF-1370

In the Matter of the Application for Agent Registration of Daniel Eugene Boyd

Jul 7
1999

Order No. REV-1369

In the Matter of the Dealer Registration of Tiger Investment Group, Inc.

Jul 5
1999

Order No. REV-1368

In the Matter of the Dealer Registration of Tap Capital, Inc.

Jun 28
1999

Order No. SSO/FIN-1367

In the Matter of ALI Viatical Funding, Inc.

Jun 11
1999

Order No. CDO/FIN-1366

In the Matter of American Benefits Services, Inc. and R. Ray Levy

Jun 7
1999

Order No. CAF-1365

In the Matter of the Agent Registration of William Sherman Wilcott, Jr.