Enforcement Actions Administrative

In the Matter of the Dealer Registration of the The Investment Center Inc.: Reprimand, Fine

In the Matter of the Dealer and Investment Adviser Registrations of Michael Jason Gamez: Suspension

In the Matter of Balanced Energy LLC and Kirk Johnson: Order Modifying Emergency Cease and Desist Order

In the Matter of Ralph W. Lillard: Fine; Cease and Desist

In the Matter of Stanley Brian Catlin: Fine; Cease and Desist

In the Matter of the Investment Adviser Registration of Post Oak Investment Management Inc.: Reprimand, Fine, Undertaking

In the Matter of the Investment Adviser Representative Registration of Robert Michael Kuhn: Suspension, Fine

In the Matter of the Investment Adviser Registration of Fuller Capital Management: Reprimand, Fine

In the Matter of Stanley Brian Catlin: Notice of Hearing

In the Matter of Ralph W. Lillard: Notice of Hearing