Enforcement Actions Administrative

In the Matter of the Investment Adviser Representative Registration of Kermit Gordon Gable Jr.: Suspension

In the Matter of the Agent Registration and Investment Adviser Representative Registration of Brad Cain: Fine, Reprimand

In the Matter of the Investment Adviser Representative Registration of Robert Yrshus: Suspension, Fine, Registration Granted

In the Matter of BP Financial & Tax Design Group and Brett Pittsenbargar:  Cease and Desist

In the Matter of the Investment Adviser Representative Registration and the Agent Registration of Bruce Russell Clark: Registrations Granted; Reprimand; Fine

In the Matter of the Agent Registration of Michael Delao: Reprimand, Fine

In the Matter of the Agent Registration of Jesse Shelmire: Suspension

In the Matter of the Investment Adviser Registration of J. Pinkernell Global Wealth LLC and the Investment Adviser Representative Registration of Jens Pinkernell: Suspension

In the Matter of Intertech Solutions Inc.: Agreed Cease and Desist Order

In the Matter of the Investment Adviser Representative Registration and the Agent Registration of MF Long II: Registrations Granted, Suspension, Undertaking