Enforcement Actions Administrative

Nov 27
2018

Order No. REG18-CAF-03

In the Matter of the Investment Adviser Representative Registration and the Agent Registration of Robin Curt Holcomb: Fine, Reprimand

Nov 27
2018

Order No. ENF-18-CDO-1773

In the Matter of My Crypto Mine and Mark Steven Royer: Emergency Cease and Desist Order

Nov 6
2018

Order No. ENF-18-CDO-1771

In the Matter of AWS Mining PTY Ltd, Automated Web Services Mining AKA AWS Mining, Daniel Beduschi, Alexandre Campos, Jessica Nunes Sivirino, MyCoinDeal, AWS Elite, Josiah Kostek, West Texas Oilfield Cloud Miners Club and Kenneth Luster: Emergency Cease and Desist Order

Nov 6
2018

Order No. ENF-18-CDO-1772

In the Matter of EXY Crypto AKA EXECRYPTO, Morgan Nolan, Rafael Logan and Melissa Spring: Emergency Cease and Desist Order

Nov 5
2018

Order No. IC18-CAF-03

In the Matter of the Dealer Registration of Trade-PMR Inc.: Fine, Reprimand

Nov 5
2018

Order No. IC18-CAF-04

In the Matter of the Dealer and Investment Adviser Registration of Brazos Securities Inc.: Fine, Reprimand

Oct 10
2018

Order No. ENF-18-CDO-1770

In the Matter of GoForex Group AKA Go Forex Group, Mary A. Scott, and Sharon Henderson: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1769

In the Matter of Ultimate Assets LLC, Daniel Dishmon, and John Jason Woodard: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1767

In the Matter of Coins Miner Investment Ltd. AKA Coins Miner and Ana Julia Lara: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1768

In the Matter of DGBK Ltd. AKA DigitalBank, Tim Weiss, Ranka Romic and Kim Joseph Manning: Emergency Cease and Desist Order