Adopted Rule Review - June 2023

Published in the June 30, 2023, issue of the Texas Register

Pursuant to the notice of proposed rule review published in the March 3, 2023, issue of the Texas Register (48 TexReg 1317), the State Securities Board (Board) has reviewed and considered for readoption, revision, or repeal all sections of the following chapters of Title 7, Part 7, of the Texas Administrative Code, in accordance with Texas Government Code, §2001.039, Agency Review of Existing Rules: Chapter 105, Rules of Practice in Contested Cases, and Chapter 106, Guidelines for the Assessment of Administrative Fines. The text of these rules may be found in the Texas Administrative Code, Title 7, Part 7 or through the Board’s website at

The Board considered, among other things, whether the reasons for adoption of these rules continue to exist. After its review, the Board finds that the reasons for adopting these rules continue to exist and readopts these chapters, without changes, pursuant to the requirements of the Texas Government Code.

No comments were received regarding the readoption of Chapters 105 or 106.

This concludes the review of 7 TAC Chapters 105 and 106.

Issued in Austin, Texas on June 16, 2023.


Travis J. Iles

Securities Commissioner

State Securities Board

Filed: June 16, 2023