To Report a Suspected Violation

Call us if you suspect that a violation of the Texas Securities Act has occurred or is occurring. Your call may lead to an investigation that could result in administrative sanctions or civil or criminal penalties against those found responsible.

Violations of the Act include such activities as: illegal sales of unregistered securities; sales of securities or the rendering of investment advice by unregistered persons; or fraud committed in connection with the sale of securities.

In Austin (512) 305-8392

In Corpus Christi (361) 887-1085

In Dallas (214) 630-8681

In Houston (713) 426-0336

If these numbers are long distance calls from your location in Texas, please use the following Texas-only toll-free number: (888)-663-0009