Annual Registration Renewal
The Texas State Securities Board is currently reconciling its renewal records of all registered and notice filed entities, including their designated officers, agents, investment adviser representatives. The 2025 Certificates of Registration will be available for printing on or about January 15, 2025.
FINRA MEMBER DEALERS, REGISTERED INVESTMENT ADVISERS AND NOTICE FILED FEDERAL COVERED INVESTMENT ADVISERS: The renewal payment due date has passed.
For questions contact us at renewal@ssb.texas.gov
Firms Urged to Use New Reporting Form for Suspected Financial Exploitation:
Reporting Form:
https://www.ssb.texas.gov/sites/default/files/ReportOfFinancialExploitation_Form_Nov2017.pdf