Completed Rule Review - December 2018

Published in the December 7, 2018, issue of the Texas Register

Pursuant to the notice of proposed rule review published in the September 7, 2018 issue of the Texas Register (43 TexReg 5815), the State Securities Board (Agency) has reviewed and considered for readoption, revision, or repeal all sections of the following chapters of Title 7, Part 7, of the Texas Administrative Code, in accordance with Texas Government Code, §2001.039, Agency Review of Existing Rules: Chapter 101, General Administration; Chapter 103, Rulemaking Procedure; and Chapter 104, Procedure for Review of Applications. The text of these rules may be found in the Texas Administrative Code, Title 7, Part 7 or through the Agency's website at

The Agency considered, among other things, whether the reasons for adoption of these rules continue to exist. After its review, the Agency finds that the reasons for adopting these rules continue to exist and readopts this chapter, without changes, pursuant to the requirements of the Texas Government Code.

As part of the review process, the Agency is proposing to amend §§101.6, 103.5, and 104.5. Notices of the proposed amendments will be published in the "Proposed Rules" section of a future issue of the Texas Register, and will be open for comment prior to final adoption by the Agency, in accordance with the requirements of the Administrative Procedure Act, Texas Government Code Annotated, Chapter 2001.

No comments were received regarding the readoption of Chapters 101, 103, or 104.

This concludes the review of 7 TAC Chapters 101, 103, and 104.


Travis J. Iles

Securities Commissioner

State Securities Board

Filed: November 26, 2018