Renewals 2022

Certificates of Registration

The Texas State Securities Board is currently reconciling its renewal records of all registered and notice filed entities, including their designated officers, agents, investment adviser representatives.  The 2022 Certificates of Registration will be available for printing on or about January 15, 2022.

Firms Urged to Use New Reporting Form for Suspected Financial Exploitation:

https://www.ssb.texas.gov/news-publications/firms-urged-use-new-reporting-form-suspected-financial-exploitation

Reporting Form:

https://www.ssb.texas.gov/sites/default/files/ReportOfFinancialExploitation_Form_Nov2017.pdf